Broker Dealer Information

All subscription and exchange (redemption) orders must be received prior to 9:00 a.m. ET. ("Order Cut-Off Time"). The Fund may impose an earlier cut-off time under certain circumstances as described in the Fund's Prospectus.

Exchange Traded Fund Symbol Minimum PNU*
First Trust AlphaDEX™ Emerging Market Dividend ETF (CAD-Hedged) FDE 50,000
First Trust AlphaDEX™ Emerging Market Dividend ETF (CAD-Hedged) FDE.A 50,000
First Trust AlphaDEX™ European Dividend Index ETF (CAD-Hedged) EUR 50,000
First Trust AlphaDEX™ European Dividend Index ETF (CAD-Hedged) EUR.A 50,000
First Trust AlphaDEX™ U.S. Consumer Discretionary Sector Index ETF FHD 50,000
First Trust AlphaDEX™ U.S. Consumer Staples Sector Index ETF FHC 50,000
First Trust AlphaDEX™ U.S. Consumer Staples Sector Index ETF (Hedged Units) FHC.F 50,000
First Trust AlphaDEX™ U.S. Energy Sector Index ETF FHE 50,000
First Trust AlphaDEX™ U.S. Financial Sector Index ETF FHF 50,000
First Trust AlphaDEX™ U.S. Health Care Sector Index ETF FHH 50,000
First Trust AlphaDEX™ U.S. Health Care Sector Index ETF (Hedged Units) FHH.F 50,000
First Trust AlphaDEX™ U.S. Industrials Sector Index ETF FHG 50,000
First Trust AlphaDEX™ U.S. Industrials Sector Index ETF (Hedged Units) FHG.F 50,000
First Trust AlphaDEX™ U.S. Materials Sector Index ETF FHM 50,000
First Trust AlphaDEX™ U.S. Technology Sector Index ETF FHQ 50,000
First Trust AlphaDEX™ U.S. Technology Sector Index ETF (Hedged Units) FHQ.F 50,000
First Trust AlphaDEX™ U.S. Utilities Sector Index ETF FHU 50,000
First Trust Canadian Capital Strength ETF FST 50,000
First Trust Canadian Capital Strength ETF FST.A 50,000
First Trust Dorsey Wright U.S. Sector Rotation Index ETF (CAD-Hedged) FSR 50,000
First Trust Global Risk Managed Income Index ETF ETP 50,000
First Trust Global Risk Managed Income Index ETF ETP.A 50,000
First Trust Indxx Innovative Transaction and Process ETF BLCK 50,000
First Trust International Capital Strength ETF FINT 50,000
First Trust Senior Loan ETF (CAD-Hedged) FSL 50,000
First Trust Senior Loan ETF (CAD-Hedged) FSL.A 50,000
First Trust Short Duration High Yield Bond ETF (CAD-Hedged) FSD 50,000
First Trust Short Duration High Yield Bond ETF (CAD-Hedged) FSD.A 50,000
First Trust Tactical Bond Index ETF FTB 50,000
First Trust Value Line® Dividend Index ETF (CAD-Hedged) FUD 50,000
First Trust Value Line® Dividend Index ETF (CAD-Hedged) FUD.A 50,000

* For all subscriptions and exchanges (redemption) until notified otherwise, the minimum prescribed number of units (PNU) or a multiple thereof.

For more information please contact us.